Service
Regulatory Permissions & Authorisations
New firm authorisations, Variations of Permission and Senior Manager applications.
A senior-led engagement designed for boards, regulators and audit committees — tailored to your jurisdiction, scale and stage.
Scope
- Authorisation strategy and readiness assessment
- Drafting of Regulatory Business Plan and supporting packs
- Senior Manager / Approved Person applications and interview prep
Deliverables
- Submission-ready application pack
- Policies, procedures and governance artefacts
- Regulator Q&A log and response strategy
Typical timeline
8–16 weeks to submission, plus regulator determination period.
Engagement outcomes
- Higher first-time approval probability
- Reduced back-and-forth with the regulator
- A clean, evidence-led launch posture
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