Training & Capability Building
Empowering Boards, Senior Management and Control Functions.
Tailored training programmes designed to equip Boards, Senior Managers and operational teams with the knowledge and practical skills required to meet evolving regulatory expectations and embed a strong culture of governance, risk and compliance.
Our training programmes
Board & Senior Management Training
- Board responsibilities and governance.
- SMCR responsibilities.
- Risk appetite and governance.
- Regulatory accountability.
- Effective Board reporting.
- Regulatory interview preparation.
Risk & Compliance Training
- Enterprise Risk Management.
- Risk Assessments and RCSAs.
- Risk & Control Frameworks.
- Compliance Monitoring Programmes.
- Three Lines of Defence.
- Internal Controls.
Financial Crime
- Anti-Money Laundering (AML).
- Counter-Terrorist Financing (CTF).
- Sanctions.
- Fraud Prevention.
- Financial Crime Risk Assessments.
Client Assets & Safeguarding
- FCA CASS.
- Safeguarding for Payment and E-Money Institutions.
- Client Money and Asset Flows.
- Operational Controls.
- Reconciliations and Governance.
Regulatory Frameworks
- FCA Handbook.
- MiCA.
- DORA.
- PSD2 and PSD3.
- Consumer Duty.
- Operational Resilience.
- Outsourcing & Third-Party Risk.
Digital Assets
- Cryptoasset Regulation.
- Blockchain and Distributed Ledger Technology.
- Stablecoins.
- Tokenisation.
- Custody Models.
- On-chain Risk and Analytics.
- Governance for Digital Asset Firms.
Conduct & Markets
- Market Abuse.
- Conflicts of Interest.
- Suitability.
- Best Execution.
- Complaints Handling.
- Consumer Protection.
Sustainability & Innovation
- ESG Governance.
- AI Governance.
- Responsible AI.
- Emerging Regulatory Expectations.
Regulatory readiness workshops
Practical workshops designed to prepare firms for:
- FCA Authorisations.
- MiCA readiness.
- Regulatory inspections.
- Supervisory visits.
- Skilled Person Reviews (Section 166).
- Internal and External Audits.
- Investor and Due Diligence Reviews.
Delivery options
- Executive Workshops.
- Board Training.
- Team Training.
- Bespoke Masterclasses.
- Virtual or On-site Delivery.
- Multi-session Programmes.
- Annual Training Plans.
How we tailor each programme
Every programme is tailored to your firm’s business model, regulatory permissions and level of maturity, ensuring practical, commercially focused learning that can be immediately applied across your organisation.