Service
Client Asset Safety & Protection
CASS / CASR diagnostics, custody and segregation frameworks for traditional and digital assets, built to withstand regulatory scrutiny.
A senior-led engagement designed for boards, regulators and audit committees — tailored to your jurisdiction, scale and stage.
Scope
- End-to-end CASS / CASR health-check across client money, custody and digital assets
- Operating model, governance and 1LoD/2LoD interaction review
- Reconciliation, breach and resolution-pack assessment — including on-chain and off-chain arrangements
Deliverables
- Diagnostic report with rated findings and root-cause analysis
- Prioritised remediation roadmap with effort and risk weighting
- Updated CASS Resolution Pack and target operating model artefacts
Typical timeline
6–12 weeks for diagnostic, 3–6 months for remediation programmes.
Engagement outcomes
- Demonstrable regulator-ready control environment
- Reduced risk of CASS breaches and s166 exposure
- Clear ownership across 1LoD, 2LoD and Operations
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